ISSN   0974-3618  (Print)                    www.rjptonline.org

            0974-360X (Online)

                          

 

REVIEW ARTICLE

 

Pelletization Technology: Methods and Applications -A Review

 

Amita A. Ahir1*, Sachin S. Mali2, Ashok A. Hajare1, Durgacharan A. Bhagwat1,

Prasad V. Patrekar2

1Department of Pharmaceutics, Bharati Vidyapeeth College of Pharmacy, Near Chitranagari, Kolhapur,

416 013, Maharashtra, India

2Department of pharmaceutics, Adarsh Institute of Pharmacy, Vita, 415 311, Maharashtra, India

*Corresponding Author E-mail: amita.ahir88@gmail.com, sachinmali143@gmail.com,aahajare@rediffmail.com,prasadpatrekar@gmail.com

 

ABSTRACT:

Pellets are small free flowing; spherical particulates manufactured by the agglomeration of fine powder or granules. Different types of techniques used to produce pellets are referred to as pelletization techniques. In relation to pharmaceuticals, pellets offer high degree of flexibility in design and development of oral dosage form. They offer desired dose strength, can be blended to deliver incompatible bioactive agents and can be blended to provide different release profiles. The most commonly use pelletization processes are Extrusion spheronization, Hot melt extrusion, Solution or suspension layering, Powder layering, High shear pelletization, Freeze pelletization, Cryopelletization, Crystallo-co-agglomeration, Wet spherical agglomeration, Spherical crystallization etc. In present review we will be explaining widely used pelletization techniques especially are Extrusion Spheronization and Hot Melt Extrusion in detail with methods and applications in pharmaceutical industries because these techniques represent an efficient pathway for novel drug delivery system today.

 

KEYWORDS: Pellets, Extrusion spheronization, Hot melt extrusion, Current product portfolio etc.

 


INTRODUCTION:

Pellets are small free flowing, spherical particulate, manufactured by the agglomeration of fine powder or granules1.

Fig.1. Pellets formation

 

Received on 20.12.2014       Modified on 05.01.2015

Accepted on 12.01.2015      © RJPT All right reserved

Research J. Pharm. and Tech. 8(2): Feb. 2015; Page 131-138

DOI: 10.5958/0974-360X.2015.00023.2

 

In recent years, there has been a growing interest in the field of pelletization to produce spherical pellets which can be changed into several dosages forms like tablet and capsule or can be administered as such. Pelletization involves size enlargement process and if the final agglomerates are spherical in shape in the size range of 0.5-2.0 mm, they are called pellets2,3,4. Pellets have numerous therapeutic as well as technical advantages such as enhanced drug absorption due to involvement of large GI surface in absorption process, less gastric irritation by limiting localized buildup and dose dumping, good flow ability due to uniform size and shape, high tensile strength, low friability, narrow particle size distribution, and uniform packing  characteristics.1-5

 

The pelletized products can improve the safety and efficacy of the active agent. The pellets are directly filled into capsule and can also be compressed into tablets.The compression of pellets into tablets is much more ideal than enclosing them in a hard gelatin capsule6. In multiple-unit systems, the total drug dose is divided over many units. Failure of a few units may not be as consequential as failure of a single-unit system. Manufacturing of pellets using layering process such as solution layering, suspension layering or powder layering and extrusion-spheronization process have been used over the years. These processes have major limitation such as use of granulating liquid which causes stability problems during processing and storage. In recent years hot melt extrusion and freeze pelletization have been used to produce spherical pellets without the use of water7.

 

The word pellet is used to describe a variety of systematically product geometrically defined agglomerates obtained from diverse starting material.2,5 In the pharmaceutical industry, pellets can be defined as agglomerates of fine powders or granules of bulk drugs and excipients. They consist of small, free-flowing, spherical or semi-spherical solid units, typically from about 0.5 mm to 1.5 mm, and are intended usually for oral administration.2 It consist of small discrete unit and exhibit some derived characteristics produced by agglomeration of fine powder with binder solution normally the size of the pellets varies from 0.5 – 1.5 mm for oral dosage form (Kulkarni P.A et. al, 2010). An innovative use of pellet in pharmaceutical field are given as (I. Ghebre-Sellassie, 1989)

 

§  Improve aesthetic appearance of products.

§  Achieve control release rate of drugs when coated with polymers.

§  Improve flow properties and flexibility in formulation development and manufacturing.

§  It has less variance in transient time through the gastro intestinal tract (GIT) than a single unit dosage form like tablet.

 

Application of spherical crystallization in pharmaceuticals6,7:

        For increasing solubility and dissolution rate of poorly soluble drug.

        For masking bitter taste of drug.

        Improve flow ability and compressibility.

        Reduces cost of production7

Pellets can be defined as small, free flowing, spherical particulates manufactured by the agglomeration o fine powder and granules of drug substances and excipients typically from about 0.5mm to 1.5mm, by using appropriate processing equipment.8

 

The pelletized products can improve the safety and efficacy of the active agent. These multiple-unit doses are usually formulated in the form of suspensions, capsules or disintegrating tablets, showing a number of advantages over the single-unit dosage system. In multiple-unit systems, the total drug dose is divided over many units. Failure of a few units may not be as consequential as failure of a single-unit system. This is apparent in sustained release (SR) single-unit dosage forms, where a failure may lead to dose-dumping of the drug.2

 

Historical development

A major breakthrough occurred in 1949 when a pharmaceutical scientist SmithKline and French (SKF) realized the potential application of candy seeds in sustained release preparation and embarked on the development of tiny drug pellets that could be loaded in capsule. (Hirjau M. et al, 2011)

 

In 1964, a new pelletization technique that provided sustained release pellets ranging in size between 0.25–2.0 mm was patented by SKF at the same time marumerizer or spheronizer was commercially introduced. The new machine was developed in Japan and could produce large quantity of spherical pellets in short time. The marumerizer and variation of it were subsequently patent in USA. Direct pharmaceutical application of the process for the development of pellets was first published in literature in the early 1970 and the process has been the subject of intensive research ever since. Although pellets have been used in the pharmaceutical industries for more than 4 decades, it has only been since the late 1970s, with the advent of controlled release technology, that the advantages of pellets over single – unit dosage forms have been realized 8-10.

 

Pelletization:

Pellets can be prepared by a special technique called Pelletization. This technique is referred to an agglomeration process that convert fine powder or granules of bulk drug or excipient in  to small , free flowing , spherical or semi spherical pellets .This technique is needed to produce pellets of uniform size with high drug loading capacity and also prevent segregation and dust11.

 

Advantages of Pelletization Technique5-11

§  When formulated as modified release dosage forms, pellets are less susceptible to dose dumping than reservoir type single unit formulations.

§  Pellets are recommended for patients with difficulty in swallowing and dysphasia like in case of children and  aged people.

§  Pelletization reduces intra and inters subject variability of plasma profiles by reducing variations in gastric emptying rates and overall transit times.

§  Pelletization produces spheroids with high loading capacity of active ingredient without producing extensively large particles.

§  Pellets exhibit better roundness than the commercial non-pareil seeds and have excellent flow and packing properties.

§  Pellets composed of different drugs can be blended and formulated in single unit dosage form that facilitates delivery of two or more chemically compatible or incompatible drugs at the same or different site in GI tract.

§  Incompatible drugs processed separately and mixed later, or pellets with different release mechanisms can be mixed to give a new modified release profile.

§  Pellets reduce peak plasma fluctuations and minimize potential side effects without appreciably lowering the drug bioavailability.

§  Pellets disperse freely in the GI tract and hence greater absorption of the active drug occurs.

§  Particles less than 2-3 mm rapidly pass the pylorus regardless of the filling level of the stomach or the size and density of chyme. Also, GI irritations are limited spread as the particles spread in the intestine.

 

Pelletization Technique:6-9

1.  Powder Layering technique

2. Suspension / Solution layering technique

3.  Extrusion and Spheronization1

        I. Dry mixing

        II. Wet Massing

        III. Extrusion

        IV. Spheronization

        V.  Drying

        VI. Screening

 

        i. Screw fed extruders

           a)   Axial screw extruders

           b)   Radial screw extruders

        ii. Gravity-fed extruders

           a) The Rotary Cylinder

           b)  Rotary-Gear Extruder

        iii. Ram Extruders

        iv. Marumerizer

           a)  Static cylinder or stato

           b) Rotating friction plate.

 

4.  Spherical Agglomeration

     Liquid-induced agglomeration

     Melt-induced agglomeration

5.  Spray Drying and Spray Congealing

6.  Extrusion spheronization1

7.  Cryopelletization

8. Hot Melt Extrusion

9. Freeze pelletization

 

HOT MELT EXTRUSION:

In order to overcome the problems associated with the pellets produced by layering and extrusion spheronization technique, melt agglomeration and hot melt extrusion technique are in used in pharmaceutical industries. This method eliminates instability problem during processing and storage due to presence of water. Furthermore, pellets produced by these techniques do not require additional film coating since drug release is diffusion controlled. There is slight difference between these two methods. Melt agglomeration is a process by which the solid fine particles are bound together into agglomerates, by agitation, kneading, and layering, in the presence of a molten binding liquid. Dry agglomerates are obtained as the molten binding liquid solidifies by cooling.3

 

Researchers have investigated a new modified method for preparing matrix pellets for controlled release drug delivery system to overcome the disadvantages associated with wet mass extrusion and spheronization process which is called as a Hot Melt Extrusion (HME) method where a thermal agent softens or gets melted during the process to obtain matrix pellets. HME has been widely used technique in plastic industries and now it is used in pharmaceutical industries for formulation of sustained release, controlled release and transdermal as well as transmucosal drug delivery system. HME consists of thermal agent or polymer, an active ingredient, release modifying agents, bulking agents and processing agents. The HME offers some advantage over a wet mass extrusion and spheronization method, like; it is a simple, efficient and continuous process requires fewer processing stages. HME is continuous process as it does not require a lengthy drying stage since it does not involve addition of water or other solvent. The absence of water may prevent drug degradation as many drugs are unstable in presence of water. It produces a spherical shape pellets with narrow range particle size distribution. Reduce the loss of coating material during the coating process associated with wet mass extrusion process. It is a convenient technology for preparation of solid dispersion and solid solution for delivery of poorly soluble drug as it offers an advantage of solvent free formulation of solid dispersion. It helps to mask the bitter taste of the active ingredient. Poorly compatible materials can be incorporated into tablets produced by cutting an extruded rod. Key Factors affecting Hot melt extrusion: Pharmaceutical grade polymer which is functional at low temperature and its selection depends on drug polymer miscibility, polymer stability, function of final dosage form and thermal stability of drug as well as excipients. Hot melt extrusion is classified as the molten system under control and semisolid viscous system, in former case heat is applied to material in order to control its viscosity and enable it to flow through the die, while the later case is a multiphase concentrated dispersion where high solid content portion is mixed with liquid phase. Hot melt extrusion equipment consist of an extruder, auxiliary equipment for downstream processing and monitoring tool for performance and product quality evaluation26. HME process is divided in to four sections namely, feeding of extruder, conveying of mass [mixing and reduction of particle size], flow through the die and exit from the die and downstream processing.

 

In hot melt extrusion process, extrusion channel is conventionally divided into three sections that are feed zone, transition zone, and metering zone. The monitor and controlling parameter in HME are barrel temperature, feed rate, screw speed, motor load and melt pressure. Extruder consist of two rotating screw inside a stationary cylindrical barrel. And an endplate die connected to the end of barrel determines the shape of extruded products28. Various studies have been conducted using this technique to produce sustained release pellets of diltiazem HCl, using polymers such as ethyl cellulose, cellulose acetate butyrate, poly ethylene co vinyl acetate. The resulting pellets exhibited smooth surface, low porosity and showed slow drug release. Fabrication of a transdermal patch have been done using Killion melt extruder for HPMC films employing PEG 8000, 2% triethyl citrate, 2% acetyl tributyl citrate, 2% PEG 400 using 1% hydrocortisone and 1% chlorpheniramine maleate as a model drug. Utilization of a ram extruder in the preparation of fast release dosage form with uniform shape and density, containing carbamazepine as poorly soluble model drug and PEG 4000 as a hydrophilic carrier and low melting binder, revealed that the extruded mixture of equal composition exhibited more rapid release than simple physical mixture. Controlled release theophylline pellets were prepared by hot melt extrusion method using eudragit preparation 4135 F, microcrystalline cellulose and poly ethylene glycol 8000 powder. The evaluation studies showed that pellet follows diffusion controlled drug release which is influenced by polymer swelling and pH dependent dissolution. Sustained release matrix tablets of chlorpheniramine maleate were prepared by hot melt extrusion method using polyethylene oxide as drug carrier, the evaluation studies revealed that drug release was controlled by erosion of matrix and the diffusion of drug took place through swollen gel layer at surface of the tablet.

 

During a melt agglomeration process, the meltable binder may be added as molten liquid, or as dry powder or flakes. In the latter, the binder may be heated by hot air or by a heating jacket above the melting point of the binder. Alternatively, the melt agglomeration process exploits an extremely high shear input, of a high-shear mixer, where the heat of friction alone raises the temperature of the binder and effects melting. Typically, the melting points of meltablebinders range from 50 to 80°C. A lower-melting-point binder risks situations where melting or softening of the binder occurs during handling and storage of the agglomerates. Advantage and disadvantage of these techniques are given below:11-20

 

Diagrammatic representation HME

Fig.2. Diagrammatic representation HME1

 

 

 

The material in which the drug is dispersed is called thermal carrier. The carrier polymer or low melting point wax like polyethylene glycol, paraffin wax etc.

Fig.3. Process of HME1

 

Types of hot melt extrusion equipment

Single screw extruder

Fig.4. Single screw extruder1

Twin screw extruder

 

Screws can either rotate in the co-rotating extruder or the counter-rotating extruder direction.

Fig.5. Twin screw extruder1

 

Advantages:

§  Any solvent or water is not used in this process.

§  Drying steps are eliminated, processing steps are short.

§  Entire procedure is simple, continuous and efficient.

§  Uniform dispersion of fine particle takes place during processing.

§  Good stability of the final product at varying pH and moisture condition.

 

Disadvantages:

§  Requires high energy input.

§  This technique cannot be applied for heat-sensitive materials owing to the elevated temperatures involved.

§  Because melting or softening of the binder occurs during handling and processing steps so, lower-melting-point binder risks the situation.

§  Higher-melting-point binders require high melting temperatures and can contribute to instability problems especially for heat-labile materials.3

 

Applications:

Table No. 2: Applications1

Formulation type

Drug

Sustained release pellets

Diltiazem hydrochloride

Sustained release pellets

Chlorpheniramine maleate

Controlled release pellets

Theophylline

Controlled release pellets

Diclofenac sodium

Targeted local drug delivery

Ketoconazole

Mini Matrices pellets

Metoprolol tartrate

 

General applications6,10,11

§  Masking the bitter taste of an active drug.

§  Formation of polymer drug solutions.

§  Increased drug solubility.

§  Improving drug dissolution rate.

§  Formulation of controlled release dosages.

§  Formulation of targeted release dosages.

 

Extrusion Spheronization1, 12-25

Shaping the wet mass into cylinders called extrusion. Breaking up the extrudate and rounding of the particles into spheres called spheronization.

 

Fig.6. Process of ES

 

Equipment used in ES Techniques

Screw fed extruder

A.     Axial extruder

Fig.7. Axial extruder

 

B. Radial extruder

Fig.8. Radial extruder

 

 

 

 

Gravity fed extruder

A.                Rotary cylinder extruder

Fig.9. Rotary cylinder extruder

 

B.                Rotary gear extruder

Fig.10. Rotary gear extruder

 

Ram extruder

Piston displaces and forces the material through a die at the end. Ram extruders are preferentially used in the development phase.

 

Fig.11. Ram extruder

 

MECHANISM OF SPHERONIZATION PROCESS1

Fig.12. Mechanism of spheronization process

 

ADVANTAGES1:

Therapeutic

§  Ability to mix pellets with different release rates.

§  Reduced risk of dose dumping.

§  Reduced risk of local irritation in GIT.

§  Less variable bioavailability.

§  Easy mixing of non-compatible products spherical particles.

 

Physical

§  Improved flow characteristics.

§  Uniform packing characteristics.

§  Dust free.

§  Low friability.

§  Easy to coat.

 

Disadvantages

§  Spheres fracturing.

§  Extrudate not densified sufficiently.

§  Momentum too low.

§  Minimum porosity.

§  Sticking can occurs on the friction plate and bowl wall.

§  Lubricant it will increase the plasticity but also increase the amount of fine dust.

 

 

APPLICATIONS:

Table No. 2: Applications1

Formulation type

Drug

Sustained release pellets

Omeprazole

Sustained release pellets

Pantoprazole

Immediate release pellets

Tramadol

Matrix pellets

Atenolol

Extended release pellets

Verapamil hydrochloride

Self emulsifying pellets

Aceclofenac

Colon targeting pellets

Ibuprofen

 

 

Example

Three layered pellets of budesonide were prepared for colon delivery by ES method.

 

Fig.13. Multi layer film coated pellet

 

 

 

FACTOR AFFECTING PELLETIZATION TECHNIQUE25-29

§  Moisture Content

§  Rheological characteristics

§  Solubility of excipients and Drug in granulating fluid

§  Composition of Granulating Fluid

§  Physical Properties of Starting Material

§  Speed of the Spheronizer

§  Drying technique and drying temperature

§  Extrusion Screen

 

EVALUATION OF PELLETS25-29

§  Size Distribution

§  Pellets Shape

§  Surface Morphology

§  Specific Surface Area

§  Friability

 

APPLICATIONS1.16

§     Taste masking

§     Immediate release

§     Sustained release

§     Chemically incompatible products

§     Varying dosage without reformulation

 

CURRENT PRODUCT PORTFOLIO12, 29-31

I: “PELLETS FOR CAPSULE/TABLET DOSAGE FORMS”

 

A

ENTERIC COATED/DELAYED RELEASE PELLETS

 

Name of drug(s)

1.

Aspirin

2.

Diclofenac Sodium

3.

Esomeprazole Magnesium

4.

Lansoprazole

5.

Omeprazole

6.

Pantoprazole

7.

Rabeprazole

8.

Dexlansoprazole

9.

Duloxetine Hydrochloride

10.

Doxycycline Hyclate

11.

Temulosin Hydrochloride

B

EXTENDED RELEASE/TIME RELEASE/SUSTAINED RELEASE AND CONTROLLED RELEASE PELLETS

12

Diclofenac Sodium

13

Diclofenac Potassium

14

Venlafaxine HCl

C

Taste Masked Micro Pellets

15

Azithromycin

16

Clarithromycin

17

Ciprofloxacin Hydrochloride

D

IMMEDIATE RELEASE COATED Pellets

18

Folic Acid

19

Domperidone

20

Itraconazole

21

Flurbiprofen

 

II: Oral Cephalosporins (API)

API (Product List)

1.

Cefixime

2.

Cephalexin

3.

Cephradin

4.

Cefaclor

5.

Cefuroxime Axetil

6.

Cefadroxil

7.

cefadinir

8.

Cefopodoxime

 

CONCLUSION:

Pelletization lays the scope for different oral immediate or controlled delivery system. Due to its simple design, efficiency of producing spherical pellets and fast processing; it has found a special place in the pharmaceutical industry and moreover its use in production of multiparticulate oral controlled release dosage forms overtaking granulation. Today extrusion spheronization and melt extrusion spheronization represents an efficient pathway for novel drug delivery system. Using these pelletization techniques we can formulate suitable dosage forms of drugs that will have more patient compliance, safety and efficacy.

 

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